25962298
9781422304976
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Established in 1934 to enforce the securities laws & protect investors, the Securities & Exchange Comm. (SEC) plays an important role in maintaining the integrity of the U.S. securities markets. Pursuant to the Accountability of Tax Dollars Act of 2002, the SEC is required to prepare & submit to Congress & the Office of Mgmt. & Budget audited financial statements. This report is an audit of SEC's financial statements. The audit was done to determine whether, in all material respects: (1) SEC's FY 2005 financial statements were reliable; & (2) SEC's management maintained effective internal control over financial reporting & compliance with laws & regulations. SEC's compliance with certain laws & regulations were also tested. Charts & tables.Walker, David M. is the author of 'Financial Audit : Securities and Exchange Commission's Financial Statements for Fiscal Years 2005 And 2004', published 2006 under ISBN 9781422304976 and ISBN 1422304973.
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